Carmen Beatriz Torres- Diaz

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-06-28
LA	RA	APPROVED	2022-06-06

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Baton Rouge	LA	03/2021	Present
Onemain Financial	Baker	LA	06/2019	03/2021
Rk Mehrotra State Farm	Baton Rouge	LA	01/2019	06/2019
Onemain Financial	Baker	LA	05/2017	12/2018
Finally Restaurant Group	Baton Rouge	LA	07/2013	07/2017
Baton Rouge Community Coll / Southeastern Louisiana University	Baton Rouge	LA	08/2011	12/2016

03/2021 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Baton Rouge, LA
06/2019 → 03/2021

Onemain Financial

Baker, LA
01/2019 → 06/2019

Rk Mehrotra State Farm

Baton Rouge, LA
05/2017 → 12/2018

Onemain Financial

Baker, LA
07/2013 → 07/2017

Finally Restaurant Group

Baton Rouge, LA
08/2011 → 12/2016

Baton Rouge Community Coll / Southeastern Louisiana University

Baton Rouge, LA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-05-31

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