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Carmen Beatriz Torres- Diaz

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Baton Rouge, LA

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-06-28
LA RA APPROVED 2022-06-06
  • TX RA
    APPROVED
    Since 2022-06-28
  • LA RA
    APPROVED
    Since 2022-06-06

Branch Locations

445 North Blvd, Baton Rouge, LA 70802 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Baton Rouge LA 03/2021 Present
Onemain Financial Baker LA 06/2019 03/2021
Rk Mehrotra State Farm Baton Rouge LA 01/2019 06/2019
Onemain Financial Baker LA 05/2017 12/2018
Finally Restaurant Group Baton Rouge LA 07/2013 07/2017
Baton Rouge Community Coll / Southeastern Louisiana University Baton Rouge LA 08/2011 12/2016
  • 03/2021 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Baton Rouge, LA
  • 06/2019 → 03/2021
    Onemain Financial
    Baker, LA
  • 01/2019 → 06/2019
    Rk Mehrotra State Farm
    Baton Rouge, LA
  • 05/2017 → 12/2018
    Onemain Financial
    Baker, LA
  • 07/2013 → 07/2017
    Finally Restaurant Group
    Baton Rouge, LA
  • 08/2011 → 12/2016
    Baton Rouge Community Coll / Southeastern Louisiana University
    Baton Rouge, LA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-31
  • S66 Uniform Combined State Law Examination
    2022-05-31
Other Names
  • Carmen B. Torres
  • Carmen B Torres-Diaz
  • Carmen Beatriz Torres-Diaz
  • Carmen B Torres
  • Carmen Beatriz Torres

View on SEC IAPD

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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · BATON ROUGE, LA
CETERA INVESTMENT ADVISERS LLC · BATON ROUGE, LA
RAYMOND JAMES & ASSOCIATES, INC. · BATON ROUGE, LA
BERNHARD CAPITAL PARTNERS MANAGEMENT, LP · BATON ROUGE, LA
MORGAN STANLEY · Baton Rouge, LA
J.P. MORGAN SECURITIES LLC · Baton Rouge, LA
J.P. MORGAN SECURITIES LLC · BATON ROUGE, LA
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