Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-07-15
CO RA APPROVED 2024-06-01
  • TX RA
    APPROVED
    Since 2024-07-15
  • CO RA
    APPROVED
    Since 2024-06-01

Branch Locations

120 S Wadsworth Blv, Lakewood, CO 80226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First National Bank Of Omaha Greeley CO 06/2018 06/2021
Unemployed Greeley CO 01/2011 06/2018
Northwestern Mutual Life Insurance Company Milwaukee WI 05/2021 08/2021
Northwestern Mutual Investment Services Llc Fort Collins CO 05/2021 08/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broomfield CO 02/2022 Present
Unemployed Evans CO 09/2021 02/2022
University Of Northern Colorado Greeley CO 08/2018 12/2020
Bank Of America, N.A. Broomfield CO 04/2024 Present
  • 06/2018 → 06/2021
    First National Bank Of Omaha
    Greeley, CO
  • 01/2011 → 06/2018
    Unemployed
    Greeley, CO
  • 05/2021 → 08/2021
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 05/2021 → 08/2021
    Northwestern Mutual Investment Services Llc
    Fort Collins, CO
  • 02/2022 → Present
    Broomfield, CO
  • 09/2021 → 02/2022
    Unemployed
    Evans, CO
  • 08/2018 → 12/2020
    University Of Northern Colorado
    Greeley, CO
  • 04/2024 → Present
    Bank Of America, N.A.
    Broomfield, CO
Other Businesses

Name of the other businessRental Property1 Whether the business is investment-relatedYesAddress of the other businessGreeley CO 80634Nature of the other businessRental Property Your positionLandlordTitle, or relationship with the other businessManagerStart date of your relationship2018Approximate number of hours/month you devote to the other business5hrs/ Month Number of hours you devote to the other business during securities trading hours0Briefly describe your duties relating to the other businessManaging tenants and property maintenance Name of the other business Rental Property2Whether the business is investment-relatedYesAddress of the other businessEvans CO 80620Nature of the other businessRental PropertyYour positionLandlordTitle, or relationship with the other businessManagerStart date of your relationship10/2023Approximate number of hours/month you devote to the other business5hr/ MonthNumber of hours you devote to the other business during securities trading hours0Briefly describe your duties relating to the other businessManaging tenants and property maintenanceI*1767331, Entity Type,n/aName of OBA: Rental Property 1Address: Evans ,Colorado,8620Investment Related: noPosition, Title, Association: Sole ownerEmployee Start Date: 03/26/2024No Hours: 5monthlyNo Hours during trading:0 Duties:n/aI*767333, Entity Type,n/aName of OBA: Rental Property 2Address:Greeley,Colorado,80634Investment Related: noPosition, Title, Association: Sole ownerEmployee Start Date: 03/26/2024No Hours: 5monthlyNo Hours during trading:0 Duties:n/a I*4558272 Entity Type: N/A Name of OBA: Rental Property - 11-May-26 - 1 Address: Evans, Colorado, 80620 Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 05/01/2026 Number of Hours: 4, Monthly Number of Hours during trading: 0, Monthly Duties: N/A

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-31
  • S66 Uniform Combined State Law Examination
    2024-05-31
Other Names
  • Jasmine Macias

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Lakewood, CO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor