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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-07-15 |
| CO | RA | APPROVED | 2024-06-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First National Bank Of Omaha | Greeley | CO | 06/2018 | 06/2021 |
| Unemployed | Greeley | CO | 01/2011 | 06/2018 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 05/2021 | 08/2021 |
| Northwestern Mutual Investment Services Llc | Fort Collins | CO | 05/2021 | 08/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Broomfield | CO | 02/2022 | Present |
| Unemployed | Evans | CO | 09/2021 | 02/2022 |
| University Of Northern Colorado | Greeley | CO | 08/2018 | 12/2020 |
| Bank Of America, N.A. | Broomfield | CO | 04/2024 | Present |
Name of the other businessRental Property1 Whether the business is investment-relatedYesAddress of the other businessGreeley CO 80634Nature of the other businessRental Property Your positionLandlordTitle, or relationship with the other businessManagerStart date of your relationship2018Approximate number of hours/month you devote to the other business5hrs/ Month Number of hours you devote to the other business during securities trading hours0Briefly describe your duties relating to the other businessManaging tenants and property maintenance Name of the other business Rental Property2Whether the business is investment-relatedYesAddress of the other businessEvans CO 80620Nature of the other businessRental PropertyYour positionLandlordTitle, or relationship with the other businessManagerStart date of your relationship10/2023Approximate number of hours/month you devote to the other business5hr/ MonthNumber of hours you devote to the other business during securities trading hours0Briefly describe your duties relating to the other businessManaging tenants and property maintenanceI*1767331, Entity Type,n/aName of OBA: Rental Property 1Address: Evans ,Colorado,8620Investment Related: noPosition, Title, Association: Sole ownerEmployee Start Date: 03/26/2024No Hours: 5monthlyNo Hours during trading:0 Duties:n/aI*767333, Entity Type,n/aName of OBA: Rental Property 2Address:Greeley,Colorado,80634Investment Related: noPosition, Title, Association: Sole ownerEmployee Start Date: 03/26/2024No Hours: 5monthlyNo Hours during trading:0 Duties:n/a I*4558272 Entity Type: N/A Name of OBA: Rental Property - 11-May-26 - 1 Address: Evans, Colorado, 80620 Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 05/01/2026 Number of Hours: 4, Monthly Number of Hours during trading: 0, Monthly Duties: N/A
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-05-31 |
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