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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2022-11-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Clemson University | Clemson | SC | 08/2015 | 12/2019 |
| The Reserve At Lake Keowee | Sunset | SC | 08/2016 | 12/2019 |
| Wade Hampton Golf Club | Cashiers | NC | 05/2017 | 08/2017 |
| Kiawah Island Golf Resort | Kiawah Island | SC | 01/2020 | 06/2021 |
| New York Life | Charleston | SC | 06/2021 | 01/2022 |
| Nylife Securities Llc | Charleston | SC | 12/2021 | 01/2022 |
| Unemployed | Charleston | SC | 01/2022 | 03/2022 |
| Ameriprise Financial Services, Llc | Greenville | SC | 03/2022 | Present |
Outside Employment; Elevate Management Firm, LLC; This is the entity my franchise advisor uses to pay noncommission and salary compensation to me as an employee.; Manage advisory business; 803 Roper Creek Dr, , Greenville, SC, 29615; Investment-Related; 03/14/2022; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-11-18 |
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