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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-12-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gerrard's Market | Redlands | CA | 08/2017 | 03/2020 |
| Xpo Logistics L'OReal San Bernardino | San Bernardino | CA | 05/2020 | 10/2020 |
| Maupin Financial Advisors | Redlands | CA | 03/2021 | 04/2023 |
| Redlands East Valley High School | Redlands | CA | 08/2014 | 06/2018 |
| California State University San Bernardino | San Bernardino | CA | 08/2018 | 05/2022 |
| Lpl Financial | Redlands | CA | 04/2023 | Present |
1) 04/17/2023 - Maupin Financial Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 11/22/2022 2) 08/20/2024 - Maupin Payne Financial Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/01/2024 - 160 Hours Per Month/ 130 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-12-17 |
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