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Inactive

Andrew Newell

Mariner

Ventura, CA

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Current Employers
Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-09-30
  • CA RA
    APPROVED
    Since 2022-09-30

Branch Locations

58 N. Ash Street, Ventura, CA 93001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Western International Securities, Inc. Pasadena CA 03/2021 09/2022
South Australia Police Adelaide 06/2010 12/2020
Mariner Wealth Advisors Ventura CA 09/2022 Present
  • 03/2021 → 09/2022
    Western International Securities, Inc.
    Pasadena, CA
  • 06/2010 → 12/2020
    South Australia Police
    Adelaide
  • 09/2022 → Present
    Mariner Wealth Advisors
    Ventura, CA
Previous Registrations
  • 2022-01-05 → 2022-09-22
    Western International Securities, Inc.
    Pasadena, CA
    Westlake Village, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-06-03
  • S65 Uniform Investment Adviser Law Examination
    2021-06-03
Designations

View on SEC IAPD

Other Firms

COMMONWEALTH FINANCIAL NETWORK
LPL FINANCIAL LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
VERUS CAPITAL PARTNERS, LLC
TLG ADVISORS, INC.
J.P. MORGAN SECURITIES LLC
VENTURA COAST WEALTH MANAGEMENT
U.S. BANCORP ADVISORS, LLC

Other Investors

BARTON RAYMOND KETTERLING
ERIC SHANNON SMITH
Ankita Maitra
THOMAS PATRICK CARROLL
JASON BENJAMIN DOW
Scott Anthony Holder
Jonathan P Johnen
Sarah Saito

Other Offices

COMMONWEALTH FINANCIAL NETWORK · VENTURA, CA
LPL FINANCIAL LLC · VENTURA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · VENTURA, CA
VERUS CAPITAL PARTNERS, LLC · Ventura, CA
TLG ADVISORS, INC. · Ventura, CA
J.P. MORGAN SECURITIES LLC · VENTURA, CA
VENTURA COAST WEALTH MANAGEMENT · VENTURA, CA
LPL FINANCIAL LLC · VENTURA, CA

More in Ventura, CA

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