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Nicholas R Johnson

Northwestern Mutual Investment Services, LLC

Minnetonka, MN

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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APP_PEND_IARCE 2026-01-01
  • MN RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

601 Carlson Pkwy Ste 300, Minnetonka, MN 55305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
City Of Chanhassen Chanhassen MN 05/2016 09/2016
1851 Heritage Catering Minneapolis MN 08/2016 05/2017
America Rising Llc Arlington VA 07/2019 11/2020
Gallagher Minneapolis MN 06/2018 08/2018
Unemployed Chanhassen MN 12/2020 05/2021
Aramark Minneapolis MN 05/2017 11/2019
Northwestern Mutual Life Insurance Company Milwaukee WI 05/2021 04/2022
Northwestern Mutual Investment Services Llc Minnetonka MN 05/2021 Present
Derek Daugard Minnetonka MN 05/2022 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 04/2023 Present
  • 05/2016 → 09/2016
    City Of Chanhassen
    Chanhassen, MN
  • 08/2016 → 05/2017
    1851 Heritage Catering
    Minneapolis, MN
  • 07/2019 → 11/2020
    America Rising Llc
    Arlington, VA
  • 06/2018 → 08/2018
    Gallagher
    Minneapolis, MN
  • 12/2020 → 05/2021
    Unemployed
    Chanhassen, MN
  • 05/2017 → 11/2019
    Aramark
    Minneapolis, MN
  • 05/2021 → 04/2022
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 05/2021 → Present
    Northwestern Mutual Investment Services Llc
    Minnetonka, MN
  • 05/2022 → Present
    Derek Daugard
    Minnetonka, MN
  • 04/2023 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-29
  • S66 Uniform Combined State Law Examination
    2022-04-29
Other Names
  • Nick Johnson

View on SEC IAPD

Other Firms

MERCED CAPITAL, L.P.
AMERIPRISE FINANCIAL SERVICES, LLC
CRESSET ASSET MANAGEMENT, LLC
CAPTRUST
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
ORGEL WEALTH MANAGEMENT, LLC
PINE RIVER CAPITAL MANAGEMENT L.P.
DGV SOLUTIONS LP

Other Investors

MATTHEW DAVID OSENDORF
JEANNINE LOUISE STRAND MARQUEZ
RACHAEL MICHELLE PERAZA
GRANT RONALD FJOSNE
Sean M McCullough
David Douglas Roderick
GINGER RAE EWING
MICAH CHARLES BENWAY

Other Offices

MERCED CAPITAL, L.P. · MINNETONKA, MN
AMERIPRISE FINANCIAL SERVICES, LLC · Minnetonka, MN
CRESSET ASSET MANAGEMENT, LLC · MINNETONKA, MN
CAPTRUST · Minnetonka, MN
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · MINNETONKA, MN
CRESSET ASSET MANAGEMENT, LLC · Minnetonka, MN
ORGEL WEALTH MANAGEMENT, LLC · Minnetonka, MN
ORGEL WEALTH MANAGEMENT, LLC · Minnetonka, MN

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