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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-03-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade, Inc. | Westlake | TX | 03/2021 | 10/2023 |
| Moth Management | Dallas | TX | 12/2020 | 04/2021 |
| Moth Management | Plano | TX | 07/2020 | 12/2020 |
| Angus Wynne | Dallas | TX | 08/2019 | 05/2020 |
| Risland Us Holdings | Plano | TX | 05/2018 | 08/2018 |
| Shineville Asset Managemenet | Shanghai | 05/2017 | 07/2017 | |
| Trinity University | San Antonio | TX | 08/2015 | 05/2019 |
| J.P. Morgan Securities Llc | Austin | TX | 02/2024 | Present |
| Jpmorgan Chase Bank, N.A. | Austin | TX | 02/2024 | Present |
| Td Ameritrade | Westlake | TX | 04/2021 | 10/2023 |
| Rodeo Goat | Dallas | TX | 07/2020 | 04/2021 |
| Charles Schwab & Co | Westlake | TX | 04/2021 | 10/2023 |
| Unemployed | Austin | TX | 06/2019 | 07/2019 |
| Unemployed | Austin | TX | 11/2023 | 01/2024 |
| Unemployed | Dallas | TX | 06/2020 | 06/2020 |
Entity Name: Eight O Management, Moth Management Investment related: No Address: 1722 S Harwood St, Dallas TX 75215 Nature of the other business: Restaurant Position/Title/Relationship: Owner/Partner Start Date: 06/10/1996 Approximate # of hours a week 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Unclear whether this is considered an outside interest but SM wanted to confirm/document in case it is. My dad owns restaurants and put my and my siblings names as partial owners. Something like 2% of 8~ restaurants. The distribution goes directly into a trust and I have no say, control, access, etc. The only involvement I have is signing the associated tax forms once a year. If more info is needed let me know and I can find out.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-03-02 |
| S63 | Uniform Securities Agent State Law Examination | 2021-07-27 |
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