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7500 Rialto Blvd, Bldg 1 Suite 250, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-02-05 |
Branch Locations
7500 Rialto Blvd, Bldg 1 Suite 250, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research Inc. | Fairfield | IA | 02/2022 | 08/2022 |
| Tailwind Aerospace | Corona | CA | 04/2021 | 02/2022 |
| Bralco Metals | La Mirada | CA | 10/2018 | 04/2021 |
| Aerotech Alloys | Temecula | CA | 08/2015 | 10/2018 |
| Pegasus Management Services L.L.C. | King Of Prussia | PA | 07/2022 | 11/2023 |
| End Pro Services | Corona | CA | 10/2022 | 03/2025 |
| Daley Financial Planning Llc | Corona | CA | 10/2023 | Present |
| Forefront | Austin | TX | 02/2026 | Present |
1. N2 Content Marketing; Yes; 1888 S Cole St, Lakewood, CO 80228; Marketing for financial industry; Contract Employee; 11/2024; 120 hours/month; 0 hours/month during securities trading hours; Duties: Writing and developing marketing content
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-05-02 |
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