Best Investors
Account
Sign in
Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-03-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robinhood Financial, Llc | Tempe | AZ | 03/2021 | 12/2021 |
| Bluecross Blueshield Of Minnesota | Virginia | MN | 09/2016 | 12/2020 |
| Charles Schwab & Co., Inc. | Phoenix | AZ | 01/2022 | 12/2023 |
| J.P. Morgan Securities Llc | Tempe | AZ | 01/2024 | 02/2026 |
| Albertsons Companies, Inc. | Phoenix | AZ | 07/2022 | 04/2023 |
| University Of Wisconsin - Superior | Superior | WI | 02/2020 | 05/2020 |
| Unemployed | Mesa | AZ | 01/2021 | 02/2021 |
| Charles Schwab & Co., Inc | Phoenix | AZ | 02/2026 | Present |
| Charles Schwab Bank | Phoenix | AZ | 02/2006 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-02-01 |
| S63 | Uniform Securities Agent State Law Examination | 2023-05-16 |
Reach out to this advisor