Ryan Christopher Dempsey

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2021 → Present
  Ubs Financial Services Inc.
  New York, NY
• 11/2020 → 03/2021
  The Lambos Firm
  Tarrytown, NY
• 05/2018 → 09/2018
  Lord And Taylor
  Eastchester, NY
• 09/2018 → 06/2020
  The University Of Scranton
  Scranton, PA
• 08/2016 → 05/2018
  The University Of Scranton
  Scranton, PA
• 07/2020 → 10/2020
  Unemployed
  Eastchester, NY

Exams

• S66 Uniform Combined State Law Examination
  2024-06-10