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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-01-22 |
| NJ | RA | APPROVED | 2022-05-18 |
Branch Locations
397 Upton Place, Rahway, NJ 07065 • United States
201 Franklin Ave, First Floor, Scranton, PA 18503 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cuna Mutual Group | Waverly | IA | 03/2015 | 05/2022 |
| Cuna Brokerage Services Inc. | Waverly | IA | 03/2015 | 05/2022 |
| Lpl Financial Llc | Rahway | NJ | 05/2022 | Present |
1. 05/31/2022 - MEMBERS Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - 0 Hours Per Month/0 Hours During Securities Trading. 2. 06/11/2024 - PenFed Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 05/01/2024 - 60 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-07-03 |
| S63 | Uniform Securities Agent State Law Examination | 1984-04-03 |
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