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Ashleigh L Duffy

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Auburn Hills, MI

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-30
MI RA APPROVED 2024-11-12
  • TX RA
    APPROVED
    Since 2024-11-30
  • MI RA
    APPROVED
    Since 2024-11-12

Branch Locations

3030 Cross Creek Pkwy, Auburn Hills, MI 48326 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Auburn Hills MI 03/2021 Present
Elementz Salon Sterling Heights MI 09/2018 03/2021
Skyzone Trampoline Park Shelby Township MI 04/2018 12/2019
Menchies Frozen Yogurt Shelby Township MI 08/2017 11/2017
Student Shelby Township MI 09/2005 05/2019
Oakland University Rochester Hills MI 09/2019 04/2023
  • 03/2021 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Auburn Hills, MI
  • 09/2018 → 03/2021
    Elementz Salon
    Sterling Heights, MI
  • 04/2018 → 12/2019
    Skyzone Trampoline Park
    Shelby Township, MI
  • 08/2017 → 11/2017
    Menchies Frozen Yogurt
    Shelby Township, MI
  • 09/2005 → 05/2019
    Student
    Shelby Township, MI
  • 09/2019 → 04/2023
    Oakland University
    Rochester Hills, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-11
  • S66 Uniform Combined State Law Examination
    2024-11-11
Other Names
  • Ashleigh Lauryn Duffy

View on SEC IAPD

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DEFINING WEALTH

Other Investors

DANIEL THOMAS WISNIEWSKI
ANDREW SCOTT GRABINSKI
James R Smith
PATRICE LANELL JOSIENE SINCLAIR
John A Kulhavi
JASON LEE FIREK
John G Gaynor
Nancy Ann Smith

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · AUBURN HILLS, MI
KESTRA PRIVATE WEALTH SERVICES, LLC · Auburn Hills, MI
J.P. MORGAN SECURITIES LLC · AUBURN HILLS, MI
GIBBS WEALTH MANAGEMENT, LLC · Bloomfield Twp, MI
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ROCHESTER HILLS, MI
LPL FINANCIAL LLC · ROCHESTER HILLS, MI
PREDMORE ADVISORS LLC · ROCHESTER HILLS, MI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Auburn Hills, MI

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