Romelia Jones

Ameriprise Financial Services, LLC

Jacksonville, AR

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Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
AR	RA	APPROVED	2025-07-09
MD	RA	APPROVED	2024-05-15
NY	RA	APPROVED	2024-05-15

AR RA
APPROVED

Since 2025-07-09
MD RA
APPROVED

Since 2024-05-15
NY RA
APPROVED

Since 2024-05-15

Branch Locations

170 Jennifer Rd Ste 330, Annapolis, MD 21401 • United States

Jacksonville, AR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Llc	Newark	DE	03/2021	07/2023
Grotto Pizza	Rehoboth Beach	DE	06/2018	08/2018
Green Turtle	Newark	DE	12/2018	03/2019
Grotto Pizza	Bethany Beach	DE	05/2019	08/2019
Grotto Pizza	Bethany Beach	DE	05/2020	08/2020
University Of Delaware	Newark	DE	08/2019	05/2023
Full-Time Education	Newark	DE	08/2015	05/2019
Ameriprise Financial Services, Llc	Annapolis	MD	04/2024	Present
Ameriprise Financial Services, Llc	East Amherst	NY	07/2023	04/2024

03/2021 → 07/2023

Ameriprise Financial Services, Llc

Newark, DE
06/2018 → 08/2018

Grotto Pizza

Rehoboth Beach, DE
12/2018 → 03/2019

Green Turtle

Newark, DE
05/2019 → 08/2019

Grotto Pizza

Bethany Beach, DE
05/2020 → 08/2020

Grotto Pizza

Bethany Beach, DE
08/2019 → 05/2023

University Of Delaware

Newark, DE
08/2015 → 05/2019

Full-Time Education

Newark, DE
04/2024 → Present

Ameriprise Financial Services, Llc

Annapolis, MD
07/2023 → 04/2024

Ameriprise Financial Services, Llc

East Amherst, NY

Previous Registrations

2023-11-22 → 2024-04-15

Ameriprise Financial Services, Llc

Newark, DE

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-11-21

S66 Uniform Combined State Law Examination

2023-11-21

Other Names

Romelia Carrizales-Moctezuma

View on SEC IAPD

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Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · ANNAPOLIS, MD

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · ANNAPOLIS, MD

CETERA INVESTMENT ADVISERS LLC · Annapolis, MD

RCS FINANCIAL PLANNING, LLC · ANNAPOLIS, MD

AMERIPRISE FINANCIAL SERVICES, LLC · Annapolis, MD

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EQUITABLE ADVISORS, LLC · ANNAPOLIS, MD

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