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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2026-06-23 |
| PA | RA | APPROVED | 2026-01-26 |
| MA | RA | APPROVED | 2025-11-26 |
| FL | RA | APPROVED | 2025-01-21 |
| NJ | RA | APPROVED | 2024-09-04 |
| NY | RA | APPROVED | 2024-09-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Chip N Dipped Chocolatier | Huntington | NY | 10/2014 | 09/2020 |
| Northeast Financial Network | Roslyn | NY | 09/2020 | 04/2023 |
| Park Avenue Securities | Roslyn | NY | 04/2023 | Present |
| Guardian Life Insurance | Roslyn | NY | 04/2023 | Present |
1) Insurance other than Guardian, Start date: 05/16/2025, Address: 17 Lumber Road Suite 11 Roslyn NY 11576, 1 total hour per month; 1 during securities trading hours, Investment related, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-08-20 |
| S63 | Uniform Securities Agent State Law Examination | 2023-03-31 |
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