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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-10-21
TX RA APPROVED 2022-02-16
NJ RA APPROVED 2022-01-10
  • CA RA
    APPROVED
    Since 2024-10-21
  • TX RA
    APPROVED
    Since 2022-02-16
  • NJ RA
    APPROVED
    Since 2022-01-10

Branch Locations

520 Newport Center Dr, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities Llc New York NY 06/2021 10/2021
Self Employed Houston TX 10/2019 02/2021
Maroon Creek Club Aspen CO 06/2019 08/2019
Giammalva Racquet Club Spring TX 09/2018 05/2019
Kingwood Country Club Kingwood TX 08/2017 08/2018
Self Employed Houston TX 03/2014 07/2017
New York Life Insurance Company New York NY 04/2021 10/2021
Centercourt Tennis Academy Chatham NJ 06/2021 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Springfield NJ 10/2021 Present
O Athletik Llc Houston TX 03/2016 01/2017
Bank Of America, N.A. Springfield NJ 03/2022 Present
  • 06/2021 → 10/2021
    Nylife Securities Llc
    New York, NY
  • 10/2019 → 02/2021
    Self Employed
    Houston, TX
  • 06/2019 → 08/2019
    Maroon Creek Club
    Aspen, CO
  • 09/2018 → 05/2019
    Giammalva Racquet Club
    Spring, TX
  • 08/2017 → 08/2018
    Kingwood Country Club
    Kingwood, TX
  • 03/2014 → 07/2017
    Self Employed
    Houston, TX
  • 04/2021 → 10/2021
    New York Life Insurance Company
    New York, NY
  • 06/2021 → Present
    Centercourt Tennis Academy
    Chatham, NJ
  • 10/2021 → Present
    Springfield, NJ
  • 03/2016 → 01/2017
    O Athletik Llc
    Houston, TX
  • 03/2022 → Present
    Bank Of America, N.A.
    Springfield, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-06
S63 Uniform Securities Agent State Law Examination 2021-09-07
  • S66 Uniform Combined State Law Examination
    2022-01-06
  • S63 Uniform Securities Agent State Law Examination
    2021-09-07
Other Names
  • Matthew Aaron Mcbride

View on SEC IAPD

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