Diego Humberto Ovalle Pina

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2021 → 06/2024
  Td Ameritrade
  Saint Louis, MO
• 10/2018 → 03/2021
  Apple Inc
  Des Peres, MO
• 06/2018 → 07/2019
  Stl Website Development
  Saint Louis, MO
• 10/2017 → 10/2018
  Best Buy
  Manchester, MO
• 06/2015 → 10/2017
  Lifetime Fitness
  Chesterfield, MO
• 08/2023 → 12/2024
  Charles Schwab & Co. Inc
  St. Louis, MO
• 05/2025 → 07/2025
  Us Bank
  St. Louis, MO
• 08/2025 → Present
  Rbc Capital Markets, Llc
  Clayton, MO
• 12/2024 → 05/2025
  Unemployed
  Ballwin, MO

Previous Registrations

• 2024-06-24 → 2024-12-19
  Charles Schwab & Co., Inc.
  Saint Louis, MO
  Omaha, NE
  St Louis, MO
  Ballwin, MO
  St Louis, MO

Exams

• S66 Uniform Combined State Law Examination
  2024-06-21
• S63 Uniform Securities Agent State Law Examination
  2021-10-04

Other Names

• Diego Humberto Ovalle Pina