Caleb Lee Riccio

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2022 → Present
  The Vanguard Group, Inc.
  Scottsdale, AZ
• 08/2018 → 05/2022
  University Of Boulder Colorado
  Boulder, CO
• 07/2021 → 04/2022
  Chipotle
  Boulder, CO
• 10/2016 → 01/2020
  Caleb Riccio Photography Llc
  Granby, CO
• 11/2017 → 02/2018
  Magic Memories
  Winter Park, CO
• 05/2017 → 09/2017
  Grand Elk Golf Course
  Granby, CO
• 05/2016 → 09/2016
  Granby Ranch Golf Course
  Granby, CO
• 08/2010 → 05/2018
  Colorado Connections Academy
  Granby, CO
• 06/2021 → 08/2021
  Fiducient Advisors
  Boulder, CO
• 09/2023 → Present
  Self Employed
  Scottsdale, AZ
• 09/2023 → Present
  Self Employed
  Scottsdale, AZ

Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: RENTAL PROPERTY INVESTMENT-RELATED ADDRESS (City/State): SCOTTSDALE, AZ POSITION: LANDLORD/OWNER START DATE: 6/2023 APPROXIMATE HOURS/MONTH: 5 HOURS DEVOTED DURING TRADING HOURS: 0 NAME OF BUSINESS: SELF EMPLOYED NON-INVESTMENT RELATED ADDRESS: SCOTTSDALE, AZ NATURE OF BUSINESS: E-COMMERCE POSITION: ETSY SHOP OWNER START DATE: 9/2023 APPROX. HOURS/MONTH: 15 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: CREATE EXCEL TEMPLATES TO SELL ON ETSY NAME OF BUSINESS: SELF EMPLOYED NON-INVESTMENT RELATED ADDRESS (City/State): SCOTTSDALE, AZ NATURE OF BUSINESS: FREELANCE PHOTOGRAPHY POSITION: OWNER START DATE: 9/2023 APPROX. HOURS/MONTH: 10 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: TAKING/SELLING PHOTOGRAPHS TO A CLIENT BASE

Exams

• S66 Uniform Combined State Law Examination
  2022-08-15

Other Names

• Caleb Lee Riccio
• Caleb Riccio