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2212 Queen Anne Avenue North #931, Seattle, WA 98109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2021-03-29 |
Branch Locations
2212 Queen Anne Avenue North #931, Seattle, WA 98109 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stomani Cellars | Woodinville | WA | 08/2013 | 01/2018 |
| Riley Sexton Vintners | Seattle | WA | 09/2014 | Present |
| Genoa Cellars | Woodinville | WA | 09/2019 | 01/2021 |
| Colmina, Llc | Seattle | WA | 01/2021 | Present |
1) Riley Sexton Vintners, 2517 Queen Anne Ave N, Seattle, WA 98109; a winery; not investment-related activity; started 09/2014; have a small ownership stake in the company, but am not an employee; approximately 5 hrs/month with 1 hrs/month during securities trading hours; primary duties are communicating instructions, paying bills and maintaining licenses.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-03-26 |
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