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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-03
CA RA APPROVED 2022-12-09
  • TX RA
    APPROVED_RES
    Since 2023-01-03
  • CA RA
    APPROVED
    Since 2022-12-09

Branch Locations

2555-2595 W Chandler Blvd Ci Relationship Management, Chandler, AZ 85224 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robinhood Financial, Llc Tempe AZ 03/2021 09/2022
Smart Pest Solutions Tempe AZ 08/2019 03/2021
Principle Distribution Goodyear AZ 07/2019 08/2019
Scripps Green Hospital La Jolla CA 01/2018 06/2019
La Jolla Nursing And Rehabilitation/ Covenant Care La Jolla La Jolla CA 03/2017 01/2018
Arroyo Vista Nursing Center/City Heights Health Associates San Diego CA 10/2016 03/2017
Southwestern College Chula Vista CA 01/2012 10/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 09/2022 Present
  • 03/2021 → 09/2022
    Robinhood Financial, Llc
    Tempe, AZ
  • 08/2019 → 03/2021
    Smart Pest Solutions
    Tempe, AZ
  • 07/2019 → 08/2019
    Principle Distribution
    Goodyear, AZ
  • 01/2018 → 06/2019
    Scripps Green Hospital
    La Jolla, CA
  • 03/2017 → 01/2018
    La Jolla Nursing And Rehabilitation/ Covenant Care La Jolla
    La Jolla, CA
  • 10/2016 → 03/2017
    Arroyo Vista Nursing Center/City Heights Health Associates
    San Diego, CA
  • 01/2012 → 10/2016
    Southwestern College
    Chula Vista, CA
  • 09/2022 → Present
    Chandler, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-08
S63 Uniform Securities Agent State Law Examination 2021-10-05
  • S66 Uniform Combined State Law Examination
    2022-12-08
  • S63 Uniform Securities Agent State Law Examination
    2021-10-05

View on SEC IAPD

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