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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-03 |
| CA | RA | APPROVED | 2022-12-09 |
Branch Locations
2555-2595 W Chandler Blvd Ci Relationship Management, Chandler, AZ 85224 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robinhood Financial, Llc | Tempe | AZ | 03/2021 | 09/2022 |
| Smart Pest Solutions | Tempe | AZ | 08/2019 | 03/2021 |
| Principle Distribution | Goodyear | AZ | 07/2019 | 08/2019 |
| Scripps Green Hospital | La Jolla | CA | 01/2018 | 06/2019 |
| La Jolla Nursing And Rehabilitation/ Covenant Care La Jolla | La Jolla | CA | 03/2017 | 01/2018 |
| Arroyo Vista Nursing Center/City Heights Health Associates | San Diego | CA | 10/2016 | 03/2017 |
| Southwestern College | Chula Vista | CA | 01/2012 | 10/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 09/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-12-08 |
| S63 | Uniform Securities Agent State Law Examination | 2021-10-05 |
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