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Benjamin Allen Braxton

Asset Advisors

Augusta, GA

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Current Employers
Asset Advisors

2814-A Hillcreek Drive, Augusta, GA 30909-5635 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-04-05
  • GA RA
    APPROVED
    Since 2024-04-05

Branch Locations

2814-A Hillcreek Drive, Augusta, GA 30909-5635 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Asset Advisors Investment Management, Llc Augusta GA 01/2020 Present
Serotta Maddocks Evans & Co., Cpa's Augusta GA 11/2013 10/2019
  • 01/2020 → Present
    Asset Advisors Investment Management, Llc
    Augusta, GA
  • 11/2013 → 10/2019
    Serotta Maddocks Evans & Co., Cpa's
    Augusta, GA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-29
  • S65 Uniform Investment Adviser Law Examination
    2024-03-29

View on SEC IAPD

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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · AUGUSTA, GA
SYNOVUS SECURITIES, INC. · AUGUSTA, GA
STATE FARM INVESTMENT MANAGEMENT CORP. · Augusta, GA
ANDREWS INVESTMENT MANAGEMENT · AUGUSTA, GA
RBC CAPITAL MARKETS, LLC · Augusta, GA
CHOREO, LLC · AUGUSTA, GA
WYNN CAPITAL · AUGUSTA, GA
MORGAN STANLEY · Augusta, GA

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