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Nicholas Patrick Latham

LPl Enterprise, LLC

Wakefield, MA

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2024-11-14
  • MA RA
    APPROVED
    Since 2024-11-14

Branch Locations

500 Edgewater Drive Suite 595, Wakefield, MA 01880 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Waltham MA 04/2021 04/2022
Legends Baseball Llc Glocester MA 11/2019 06/2020
Christian Book Distributors Peabody MA 05/2019 09/2019
The Landing Restaurant Marblehead MA 05/2018 09/2018
Salem State University Salem MA 07/2020 01/2021
Boston College Boston MA 01/2015 04/2018
Salem State University Boston MA 09/2018 04/2019
Nylife Securities Llc Waltham MA 10/2021 04/2022
Pruco Securities Llc Wakefield MA 04/2022 11/2024
The Prudential Insurance Company Of America Wakefield MA 10/2022 Present
Lpl Enterprise, Llc Wakefield MA 11/2024 Present
  • 04/2021 → 04/2022
    New York Life
    Waltham, MA
  • 11/2019 → 06/2020
    Legends Baseball Llc
    Glocester, MA
  • 05/2019 → 09/2019
    Christian Book Distributors
    Peabody, MA
  • 05/2018 → 09/2018
    The Landing Restaurant
    Marblehead, MA
  • 07/2020 → 01/2021
    Salem State University
    Salem, MA
  • 01/2015 → 04/2018
    Boston College
    Boston, MA
  • 09/2018 → 04/2019
    Salem State University
    Boston, MA
  • 10/2021 → 04/2022
    Nylife Securities Llc
    Waltham, MA
  • 04/2022 → 11/2024
    Pruco Securities Llc
    Wakefield, MA
  • 10/2022 → Present
    The Prudential Insurance Company Of America
    Wakefield, MA
  • 11/2024 → Present
    Lpl Enterprise, Llc
    Wakefield, MA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-23
S63 Uniform Securities Agent State Law Examination 2021-12-20
  • S66 Uniform Combined State Law Examination
    2022-09-23
  • S63 Uniform Securities Agent State Law Examination
    2021-12-20

View on SEC IAPD

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PAUL V RYAN
SCOTT LOUIS FACCHETTI
RICHARD PAUL JOYAL
DONALD ALDE JOYAL
BARBARA NAN REED
Michael Bergeron
ERIC RYAN MARTIN

Other Offices

FLAGSHIP WEALTH ADVISORS, LLC. · WAKEFIELD, MA
424 CAPITAL, LLC · WAKEFIELD, MA
OXFORD MARTIN, LLC · WAKEFIELD, MA
MML INVESTORS SERVICES, LLC · WAKEFIELD, MA
OSAIC WEALTH, INC. · WAKEFIELD, MA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Wakefield, MA
OSAIC WEALTH, INC. · WAKEFIELD, MA
OSAIC WEALTH, INC. · WAKEFIELD, MA

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