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Chris N Testani

Wells Fargo Clearing Services, LLC

Greenwich, CT

St. Louis, MO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-02-11
CT RA APPROVED 2026-01-28
  • TX RA
    APPROVED
    Since 2026-02-11
  • CT RA
    APPROVED
    Since 2026-01-28

Branch Locations

1 Lafayette Pl [Vh-Rbo], Greenwich, CT 06830 • United States

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Greenwich CT 02/2021 Present
Wells Fargo Bank, Na Greenwich CT 06/1985 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-28
  • S66 Uniform Combined State Law Examination
    2026-01-28
Other Names
  • Christine N Testani

View on SEC IAPD

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