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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2021-09-22 |
Branch Locations
10765 Double R Blvd, Ste 202, Reno, NV 89521 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cintas | Reno | NV | 06/2019 | 08/2021 |
| Target | Reno | NV | 08/2010 | 06/2019 |
| Waddell And Reed Inc | Reno | NV | 03/2021 | 07/2021 |
| Lpl Financial Llc | Reno | NV | 07/2021 | Present |
1. 10/4/2021 - Washoe Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 09/23/2021 - 40 Hours Per Month/8 Hours During Securities Trading. 2. 01/10/2023 - Joseph Riley and Rebekah Riley - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date - 12/31/2022 - 160 Hours Per Month/160 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-09-15 |
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