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Joseph James Riley

LPl Financial LLC

Reno, NV

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2021-09-22
  • NV RA
    APPROVED
    Since 2021-09-22

Branch Locations

10765 Double R Blvd, Ste 202, Reno, NV 89521 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cintas Reno NV 06/2019 08/2021
Target Reno NV 08/2010 06/2019
Waddell And Reed Inc Reno NV 03/2021 07/2021
Lpl Financial Llc Reno NV 07/2021 Present
  • 06/2019 → 08/2021
    Cintas
    Reno, NV
  • 08/2010 → 06/2019
    Target
    Reno, NV
  • 03/2021 → 07/2021
    Waddell And Reed Inc
    Reno, NV
  • 07/2021 → Present
    Reno, NV
Other Businesses

1. 10/4/2021 - Washoe Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 09/23/2021 - 40 Hours Per Month/8 Hours During Securities Trading. 2. 01/10/2023 - Joseph Riley and Rebekah Riley - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date - 12/31/2022 - 160 Hours Per Month/160 Hours During Securities Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-15
  • S66 Uniform Combined State Law Examination
    2021-09-15
Other Names
  • Joe James Riley
  • Joseph James Seaton Riley

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