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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-01-31
CA RA APPROVED 2024-01-24
  • TX RA
    APPROVED
    Since 2024-01-31
  • CA RA
    APPROVED
    Since 2024-01-24

Branch Locations

5055 Canyon Crest Dr Ste 112, Riverside, CA 92507-6015 • United States

14771 Plaza Dr Ste M, Tustin, CA 92780 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Tustin CA 02/2021 Present
Robert Half Irvine CA 10/2020 04/2021
Auburn University Auburn AL 02/2018 02/2020
Auburn University Auburn AL 08/2016 05/2020
Unemployed Denver CO 06/2020 09/2020
  • 02/2021 → Present
    Tustin, CA
  • 10/2020 → 04/2021
    Robert Half
    Irvine, CA
  • 02/2018 → 02/2020
    Auburn University
    Auburn, AL
  • 08/2016 → 05/2020
    Auburn University
    Auburn, AL
  • 06/2020 → 09/2020
    Unemployed
    Denver, CO
Other Businesses

Outside Employment; Timberline Lane, LLC; Employee, paid for financial advisory role at Ameriprise.; Manage advisory business; 14771 Plaza Dr, Ste M, Tustin, CA, 92780; Investment-Related; 03/15/2021; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-23
  • S66 Uniform Combined State Law Examination
    2024-01-23

View on SEC IAPD

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