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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2026-04-17
TX RA APPROVED 2022-08-01
MO RA APPROVED 2022-06-22
  • MD RA
    APPROVED
    Since 2026-04-17
  • TX RA
    APPROVED
    Since 2022-08-01
  • MO RA
    APPROVED
    Since 2022-06-22

Branch Locations

7 Roszel Rd, Princeton, NJ 08540 • United States

11810 Grand Park Ave, North Bethesda, MD 20852 • United States

Odenton, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chesterfield MO 05/2015 Present
Other Businesses

I"517068", Name of OBA: Rental Property 1, Address: ballwin, Missouri, Investment Related: N, Position, Title: Sole owner, Employee Start Date: 8/12/2021, No Hours: 2, Monthly No Hours: during trading: 0 Duties: N/A

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-15
  • S66 Uniform Combined State Law Examination
    2022-06-15

View on SEC IAPD

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