Colin Gregory Fine

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2014 → 01/2021
  Axon Enterprise
  Scottsdale, AZ
• 02/2021 → 08/2023
  Kestra Investment Services, Llc.
  Scottsdale, AZ
• 02/2021 → 08/2023
  Kestra Advisory Services, Llc.
  Scottsdale, AZ
• 08/2023 → Present
  Lpl Financial Llc
  Scottsdale, AZ

Previous Registrations

• 2021-07-01 → 2023-08-14
  Kestra Advisory Services, Llc
  Scottsdale, AZ
  Austin, TX

Other Businesses

1) 07/2023 - Watermark Wealth Strategies LLC / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) - 160 Hrs per month

Exams

• S66 Uniform Combined State Law Examination
  2021-06-14

Other Names

• Colin Fine