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Nicholas G Pacheco

Morgan Stanley

Alpharetta, GA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-12-03
TX RA APPROVED 2024-12-02
  • GA RA
    APPROVED
    Since 2024-12-03
  • TX RA
    APPROVED
    Since 2024-12-02

Branch Locations

3 Edison Drive, Alpharetta, GA 30005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc Alpharetta GA 04/2021 Present
Wells Fargo & Co Alpharetta GA 07/2019 03/2021
Subway Suwanee GA 05/2016 11/2019
Morgan Stanley Alpharetta GA 03/2023 Present
Morgan Stanley Alpharetta GA 09/2023 Present
  • 04/2021 → Present
    E*Trade Securities Llc
    Alpharetta, GA
  • 07/2019 → 03/2021
    Wells Fargo & Co
    Alpharetta, GA
  • 05/2016 → 11/2019
    Subway
    Suwanee, GA
  • 03/2023 → Present
    Alpharetta, GA
  • 09/2023 → Present
    Alpharetta, GA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-12-02
S63 Uniform Securities Agent State Law Examination 2021-08-10
  • S65 Uniform Investment Adviser Law Examination
    2024-12-02
  • S63 Uniform Securities Agent State Law Examination
    2021-08-10
Other Names
  • Nick Pacheco

View on SEC IAPD

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