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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2023-08-10
TX RA APPROVED 2023-08-10
  • TN RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED
    Since 2023-08-10

Branch Locations

2176 West St Ste 100, Germantown, TN 38138 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Inc St Paul MN 02/2021 03/2021
Securian Financial Services Inc St Paul MN 03/2021 08/2023
Minnesota Life Insurance Co St Paul MN 03/2021 08/2023
Shoemaker Financial Germantown TN 03/2021 Present
Meals In Motion, Llc Memphis TN 03/2009 04/2017
The Capital Grille Memphis TN 04/2017 08/2018
Miles Mason Family Law Group Germantown TN 08/2018 01/2021
Miles Mason Family Law Group Germantown TN 08/2018 01/2021
Cetera Wealth Services, Llc Germantown TN 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 02/2021 → 03/2021
    Securian Financial Services Inc
    St Paul, MN
  • 03/2021 → 08/2023
    Securian Financial Services Inc
    St Paul, MN
  • 03/2021 → 08/2023
    Minnesota Life Insurance Co
    St Paul, MN
  • 03/2021 → Present
    Shoemaker Financial
    Germantown, TN
  • 03/2009 → 04/2017
    Meals In Motion, Llc
    Memphis, TN
  • 04/2017 → 08/2018
    The Capital Grille
    Memphis, TN
  • 08/2018 → 01/2021
    Miles Mason Family Law Group
    Germantown, TN
  • 08/2018 → 01/2021
    Miles Mason Family Law Group
    Germantown, TN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Germantown, TN
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2021-05-13 → 2023-08-10
    Securian Financial Services, Inc.
    Germantown, TN
    St. Paul, MN
Other Businesses

1. SHOEMAKER FINANCIAL FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 03/02/2021 ADDRESS: 2176 West Street Suite 100, Germantown TN 38138, United States DESCRIPTION: Fixed insurance sales. 2. NAME OF OTHER BUSINESS: ABBY AND JOHN WILSON; INVESTMENT RELATED: NO; ADDRESS: 9290 N FAIRMONT CIR, COLLIERVILLE, TN 38017; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 12/2023; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: UTILIZE PROPERTY MANAGEMENT COMPANY, JENNAE REALTY, TO RENT OUT PROPERTY; 3. NAME OF OTHER BUSINESS: LEADERSHIP GERMANTOWN, INVESTMENT RELATED: NO, ADDRESS: 2095 EXETER RD, STE 80-253, GERMANTOWN, TN 38138, START DATE: 10/2025, NATURE OF BUSINESS: NON-PROFIT, POSITION/TITLE/RELATIONSHIP: SECRETARY, APX NUMBER OF HOURS PER WEEK: 1, NOT DURING TRADING HOURS BRIEF DESCRIPTION OF DUTIES: TAKE NOTES AT MEETINGS AND DISTRIBUTE PRIOR TO THE NEXT MEETING; ENGAGE AND GROW THE INCOMING CLASS OF LEADERSHIP GERMANTOWN

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-21
  • S66 Uniform Combined State Law Examination
    2021-04-21

View on SEC IAPD

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