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Caroline Claire Rodriguez

Cwm, LLC

Little Rock, AR

Omaha, NE

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Current Employers
Cwm, Llc

14600 Branch St., Omaha, NE 68154 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2025-01-31
  • AR RA
    APPROVED
    Since 2025-01-31

Branch Locations

10809 Executive Center Drive, Suite 319, Little Rock, AR 72211 • United States

14600 Branch St., Omaha, NE 68154 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 04/2021 02/2024
Charlotte Potts Insurance And Financial Services North Little Rock AR 07/2020 04/2021
Brynn Hobbs Insurance Agency Malvern AR 01/2018 04/2020
Unemployed Bryant AR 04/2020 07/2020
Full Time Student Conway AR 10/2017 01/2018
Michaels Stores Conway AR 08/2016 10/2017
Edward Jones St Louis MO 02/2024 12/2024
Wealth Management Inc. Little Rock AR 01/2025 Present
Cetera Wealth Services, Llc El Segundo CA 02/2026 04/2026
Cwm, Llc Om Aha NE 04/2026 Present
  • 04/2021 → 02/2024
    St Louis, MO
  • 07/2020 → 04/2021
    Charlotte Potts Insurance And Financial Services
    North Little Rock, AR
  • 01/2018 → 04/2020
    Brynn Hobbs Insurance Agency
    Malvern, AR
  • 04/2020 → 07/2020
    Unemployed
    Bryant, AR
  • 10/2017 → 01/2018
    Full Time Student
    Conway, AR
  • 08/2016 → 10/2017
    Michaels Stores
    Conway, AR
  • 02/2024 → 12/2024
    St Louis, MO
  • 01/2025 → Present
    Wealth Management Inc.
    Little Rock, AR
  • 02/2026 → 04/2026
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 04/2026 → Present
    Om Aha, NE
Previous Registrations
  • 2024-04-15 → 2024-12-23
    Alexander, AR
    St Louis, MO
    Little Rock, AR
Other Businesses

NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 7/2020 APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 5 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS FIXED INSURANCE PRODUCTS NAME OF OTHER BUSINESS: KNICKERBOCKER DARCH, LLC INVESTMENT RELATED: NO ADDRESS: 226 PROSPECT AVENUE, HOT SPRINGS NATIONAL PARK, AR 71919 NATURE OF BUSINESS: HOSPITALITY, SHORT TERM RENTALS START DATE: 5/2022 POSITION/TITLE/RELATIONSHIP: PROPERTY MANAGER APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: MANAGE BOOKINGS, SUBMIT TAX FILINGS, COORDINATE CLEANING AND MAINTENANCE

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-04-08
  • S66 Uniform Combined State Law Examination
    2024-04-08
Other Names
  • Caroline Rodriguez
  • Caroline Claire Eisenhauer

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