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Donald G Coggins

LPl Financial LLC

Salisbury, NC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2010-10-15
  • NC RA
    APPROVED
    Since 2010-10-15

Branch Locations

2110 Statesville Blvd, Salisbury, NC 28147 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Salisbury NC 10/2010 Present
  • 10/2010 → Present
    Lpl Financial
    Salisbury, NC
Previous Registrations
Other Businesses

1. 09/29/2010: No Business Name - Not Inv. Rel. - At Reported business location(s) - Other-Timber Farmer - Time Spent 1% - Cut timber on Personal Property as needed. 2. 10/15/2010: Coggins Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 11/7/2014: Coggins Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/15/2010 - 160 Hours Per Month During Securities Trading. 4. 6/1/2017 - Aflac - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 07/05/2017 - 1 Hour Per Month During Securities Trading. 5. 4/12/2018 - No Business Name - Not Investment Related - Various clubs bars and events throughout NC - Other-Musician - Keyboard player/Singer - Started 03/01/2013 - 8 Hours Per Month/0 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-30
S63 Uniform Securities Agent State Law Examination 2005-04-08
  • S66 Uniform Combined State Law Examination
    2007-01-30
  • S63 Uniform Securities Agent State Law Examination
    2005-04-08
Other Names
  • Don Coggins
  • Donald G Coggins

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