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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2010-10-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Salisbury | NC | 10/2010 | Present |
1. 09/29/2010: No Business Name - Not Inv. Rel. - At Reported business location(s) - Other-Timber Farmer - Time Spent 1% - Cut timber on Personal Property as needed. 2. 10/15/2010: Coggins Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 11/7/2014: Coggins Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/15/2010 - 160 Hours Per Month During Securities Trading. 4. 6/1/2017 - Aflac - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 07/05/2017 - 1 Hour Per Month During Securities Trading. 5. 4/12/2018 - No Business Name - Not Investment Related - Various clubs bars and events throughout NC - Other-Musician - Keyboard player/Singer - Started 03/01/2013 - 8 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-30 |
| S63 | Uniform Securities Agent State Law Examination | 2005-04-08 |
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