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Jake Pantalone

Ubs Financial Services Inc.

Washington, DC

Arlington, VA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2024-08-01
MD RA APPROVED 2023-07-03
PA RA APPROVED 2023-07-03
DC RA APPROVED 2021-10-12
  • VA RA
    APPROVED
    Since 2024-08-01
  • MD RA
    APPROVED
    Since 2023-07-03
  • PA RA
    APPROVED
    Since 2023-07-03
  • DC RA
    APPROVED
    Since 2021-10-12

Branch Locations

1700 M Street Nm 5Th Floor, Washington, DC 20036 • United States

Arlington, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Washington DC 03/2021 Present
Brillent Corporation (Contractor For Us Sba) Reston VA 06/2020 03/2021
Full-Time Student Gilbertsville PA 01/2011 06/2020
  • 03/2021 → Present
    Ubs Financial Services
    Washington, DC
  • 06/2020 → 03/2021
    Brillent Corporation (Contractor For Us Sba)
    Reston, VA
  • 01/2011 → 06/2020
    Full-Time Student
    Gilbertsville, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-11
  • S66 Uniform Combined State Law Examination
    2021-09-11

View on SEC IAPD

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BRYSPEN, INCORPORATED · WASHINGTON, DC
3WIRE INVESTMENT · WASHINGTON, DC
LPL FINANCIAL LLC · WASHINGTON, DC
ORIDIAN CAPITAL MANAGEMENT, L.P. · WASHINGTON, DC
C5 CAPITAL USA LLC · WASHINGTON, DC
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DOMINION FINANCIAL CONSULTANTS, LLC · WASHINGTON, DC
A.G.P. / ALLIANCE GLOBAL PARTNERS · Washington, DC

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