Derek Jefferson Moffatt

Current Employers

Employment History

• 04/2009 → 05/2020
  Lpl Financial Llc
  Ft. Worth, TX
• 06/2013 → 01/2019
  Fwpam, Inc Dba Moffatt Financial Strategies
  Ft. Worth, TX
• 01/2019 → Present
  Strategic Financial Concepts/Dba: Moffatt Financial Strategies
  Fort Worth, TX
• 03/2025 → Present
  818 Wealth, Llc Dba Moffatt Financial Strategies
  Fort Worth, TX

Previous Registrations

• 2019-02-05 → 2026-08-31
  Strategic Financial Concepts, Llc
  Fort Worth, TX
  Fort Worth, TX
• 2013-06-26 → 2019-03-21
  Wwk Wealth Advisors
  Fort Worth, TX
  Fort Worth, TX
• 2011-04-12 → 2015-10-28
  Lpl Financial Llc
  Fort Mill, SC
  Gainesville, TX
  Fort Worth, TX
  Cedar Hill, TX
  Roanoke, TX
  Fort Mill, SC
  Roanoke, TX
  Dallas, TX
  Dallas, TX
  Ft. Worth, TX
  Ft Worth, TX
  Ft Worth, TX
• 2010-06-18 → 2011-04-29
  Uvest Financial Services Group, Inc.
  Roanoke, TX
  Fort Worth, TX
  Gainesville, TX
  Gainesville, TX
  Charlotte, NC
  Fort Worth, TX
• 2009-06-12 → 2010-10-13
  Lpl Financial Llc
  Granbury, TX
  San Diego, CA
  Crowley, TX
• 2007-02-09 → 2009-06-15
  Edward Jones
  Crowley, TX

Other Businesses

1. Advisors Resource Company - Investment Related - Nature of Business: Life Insurance and Fixed Annuity Sales - Position: Insurance Agent - Start Date: 01/2019 - Hours per Month Devoted to Other Business: 5 - Hours During Securities Trading Hours: 5 - Compensation: Commissions - Duties: Sales and policy process 2. Strategic Financial Concepts - Investment Related - Nature of Business: Financial Planning / Wealth Management - Position: Financial Advisor - Start Date: 01/2019 - Hours per Month Devoted to Other Business: 160 - Hours During Securities Trading Hours: 160 - Compensation: Advisory Fees - Duties: Financial planning/wealth management 3. 711 Consulting, LLC - Investment Related - Nature of Business: Exit Planning/Succession Planning - Position: Exit Planner - Start Date: 07/2025 - Hours per Month Devoted to Other Business: 10 - Hours During Securities Trading Hours: 10 - Compensation: Consulting Fees - Duties: Business consulting 4. National Drowning Prevention Alliance - Non-Investment Related - Nature of Business: Non-profit drowning prevention - Position: President - Start Date: 07/2025 - Hours per Month Devoted to Other Business: 10 - Hours During Securities Trading Hours: 4 - Compensation: None - Duties: Board, Governance oversight

Exams

• S66 Uniform Combined State Law Examination
  2007-01-27
• S63 Uniform Securities Agent State Law Examination
  2005-04-19

Designations