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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2022-11-15 |
| TX | RA | APPROVED | 2022-11-15 |
Branch Locations
14321 N. Northsight Blvd., Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 02/2021 | Present |
| Randstad | Phoenix | AZ | 06/2020 | 02/2021 |
| Lowes | Scottsdale | AZ | 02/2020 | 10/2020 |
| Great Hearts Arizona | Phoenix | AZ | 09/2018 | 05/2019 |
| Michigan Family Forum | Lansing | MI | 09/2001 | 02/2017 |
| Independent Consultant | Scottsdale | AZ | 02/2017 | 09/2018 |
| Unemployed | Scottsdale | AZ | 06/2019 | 02/2020 |
| Vanguard Marketing Corporation | Scottsdale | AZ | 02/2021 | Present |
| Vanguard Advisers, Inc. | Scottsdale | AZ | 11/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-11-14 |
| S63 | Uniform Securities Agent State Law Examination | 2021-04-01 |
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