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Nicholas S Mcarthur

Charles Schwab & Co., Inc.

Phoenix, AZ

CRD 7339927

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-05-08
  • AZ RA
    APPROVED
    Since 2026-05-08

Branch Locations

2423 E Lincoln Dr, Phoenix, AZ 85016-1215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Phoenix AZ 02/2021 Present
Albertsons Phoenix AZ 10/2019 10/2020
United States Forest Service Cave Creek AZ 06/2016 05/2019
Lifetime Fitness Scottsdale AZ 06/2019 09/2020
Sushi Brokers Scottsdale AZ 10/2018 04/2019
Northern Arizona University Phoenix AZ 10/2020 02/2021
  • 02/2021 → Present
    Charles Schwab & Co., Inc.
    Phoenix, AZ
  • 10/2019 → 10/2020
    Albertsons
    Phoenix, AZ
  • 06/2016 → 05/2019
    United States Forest Service
    Cave Creek, AZ
  • 06/2019 → 09/2020
    Lifetime Fitness
    Scottsdale, AZ
  • 10/2018 → 04/2019
    Sushi Brokers
    Scottsdale, AZ
  • 10/2020 → 02/2021
    Northern Arizona University
    Phoenix, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-05-04
S63 Uniform Securities Agent State Law Examination 2021-09-24
  • S66 Uniform Combined State Law Examination
    2026-05-04
  • S63 Uniform Securities Agent State Law Examination
    2021-09-24
Other Names
  • Nick S. Mcarthur

View on SEC IAPD

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