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Prospera Financial Services, Inc. CRD 10740
$12.4B regulatory AUM 14 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2025-08-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | St. Louis | MO | 02/2021 | 08/2022 |
| Us Tech Solutions | Jersey City | NJ | 02/2021 | 06/2021 |
| Lux Living | St Louis | MO | 12/2020 | 02/2021 |
| Amazon | St Charles | MO | 10/2020 | 11/2020 |
| Rei Nation | St Louis | MO | 10/2019 | 10/2020 |
| Client Services | St Charles | MO | 08/2019 | 09/2019 |
| Paramount Executives | Orlando | FL | 06/2019 | 07/2019 |
| Visions Community Services | Virginia Beach | VA | 05/2018 | 05/2019 |
| Holiday Inn | Fenton | MO | 05/2017 | 05/2018 |
| Subway | St Peters | MO | 12/2016 | 04/2017 |
| Unemployed | St Louis | MO | 08/2016 | 11/2016 |
| Cutter And Company Brokerage Inc | Ballwin | MO | 08/2022 | 05/2025 |
| Saleeby And Associates | Creve Coeur | MO | 08/2022 | Present |
| Prospera Financial Services, Inc. | St. Louis | MO | 05/2025 | Present |
08/2022 - SALEEBY & ASSOCIATES, INC./ DBA ONLY / 100% OF TIME / ST. LOUIS, MO
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-08-02 |
| S63 | Uniform Securities Agent State Law Examination | 2021-04-30 |
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