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LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-04-01 |
| NC | RA | APPROVED | 2024-11-14 |
| PA | RA | APPROVED | 2024-11-14 |
| SC | RA | APPROVED | 2024-11-14 |
Branch Locations
884 Allbritton Boulevard Suite 205, Mt. Pleasant, SC 29464 • United States
2700 Kelly Road Suite 100D, Warrington, PA 18976 • United States
5605 Carnegie Blvd Ste 240, Charlotte, NC 28209 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Chalfont | PA | 06/2007 | Present |
| Pruco Securities, Llc. | Chalfont | PA | 06/2007 | 11/2024 |
| Lpl Enterprise, Llc | Charlotte | NC | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2007-07-16 |
| S66 | Uniform Combined State Law Examination | 2005-08-16 |
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