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Brett Raymond Risley

Charles Schwab & Co., Inc.

Coral Gables, FL

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-08-15
  • FL RA
    APPROVED
    Since 2022-08-15

Branch Locations

110 Merrick Way Suite 1, Coral Gables, FL 33134-5236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Miami FL 02/2021 Present
Hughes Retirement & Financial Services Schaumburg IL 05/2020 02/2021
Providence Advisors Joliet IL 03/2020 07/2020
Ameriprise Financial Services Orland Park IL 01/2020 05/2020
Wermer, Rogers, Doran, Ruzon Joliet IL 12/2018 12/2019
University Of St. Francis Joliet IL 08/2016 05/2020
Stone Wheel Willowbrook IL 06/2018 08/2018
Palermo Pizza Oak Lawn IL 05/2015 08/2017
Charles Schwab Bank, Ssb Miami FL 05/2022 Present
  • 02/2021 → Present
    Charles Schwab & Co., Inc.
    Miami, FL
  • 05/2020 → 02/2021
    Hughes Retirement & Financial Services
    Schaumburg, IL
  • 03/2020 → 07/2020
    Providence Advisors
    Joliet, IL
  • 01/2020 → 05/2020
    Ameriprise Financial Services
    Orland Park, IL
  • 12/2018 → 12/2019
    Wermer, Rogers, Doran, Ruzon
    Joliet, IL
  • 08/2016 → 05/2020
    University Of St. Francis
    Joliet, IL
  • 06/2018 → 08/2018
    Stone Wheel
    Willowbrook, IL
  • 05/2015 → 08/2017
    Palermo Pizza
    Oak Lawn, IL
  • 05/2022 → Present
    Charles Schwab Bank, Ssb
    Miami, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-05
S65 Uniform Investment Adviser Law Examination 2020-11-10
  • S66 Uniform Combined State Law Examination
    2021-11-05
  • S65 Uniform Investment Adviser Law Examination
    2020-11-10
Other Names
  • Brett Risley

View on SEC IAPD

Other Firms

RAYMOND JAMES & ASSOCIATES, INC.
STIFEL, NICOLAUS & COMPANY, INCORPORATED
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
ACCUMULATOR OPERATIONS LLC
021 INVESTMENTS LLC
VIM WEALTH MANAGEMENT, LLC
CETERA INVESTMENT ADVISERS LLC
AMERANT INVESTMENTS, INC.

Other Investors

MIGUEL ANGEL VIYELLA
SONNIA VIYELLA
SERGIO MARISCAL LOZANO
Heidy Frank
CHRISTOPHER JOHN BRUCE
JUAN PABLO MILITELLO
ANNE-SOPHIE M COLAS
LAURA STECKLER

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · CORAL GABLES, FL
STIFEL, NICOLAUS & COMPANY, INCORPORATED · Coral Gables, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CORAL GABLES, FL
ACCUMULATOR OPERATIONS LLC · CORAL GABLES, FL
021 INVESTMENTS LLC · MIAMI, FL
VIM WEALTH MANAGEMENT, LLC · CORAL GABLES, FL
CETERA INVESTMENT ADVISERS LLC · Coral Gables, FL
VIM WEALTH MANAGEMENT, LLC · Coral Gables, FL

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