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Collin R Spence

Morgan Stanley

Plano, TX

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-08-01
  • TX RA
    APPROVED
    Since 2022-08-01

Branch Locations

7500 Dallas Parkway Suite 500, Plano, TX 75024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Westlake TX 02/2021 11/2021
Bpm Llp San Francisco CA 10/2019 08/2020
479 Highland Drive San Luis Obispo CA 09/2015 09/2019
Dryco Construction, Inc. Fremont CA 06/2018 09/2018
Unemployed San Jose CA 09/2020 02/2021
Morgan Stanley Plano TX 03/2022 Present
Unemployed Dallas TX 12/2021 03/2022
Morgan Stanley Private Bank, N.A New York NY 06/2026 Present
  • 02/2021 → 11/2021
    Charles Schwab & Co., Inc.
    Westlake, TX
  • 10/2019 → 08/2020
    Bpm Llp
    San Francisco, CA
  • 09/2015 → 09/2019
    479 Highland Drive
    San Luis Obispo, CA
  • 06/2018 → 09/2018
    Dryco Construction, Inc.
    Fremont, CA
  • 09/2020 → 02/2021
    Unemployed
    San Jose, CA
  • 03/2022 → Present
    Morgan Stanley
    Plano, TX
  • 12/2021 → 03/2022
    Unemployed
    Dallas, TX
  • 06/2026 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-01
  • S66 Uniform Combined State Law Examination
    2022-08-01
Other Names
  • Colliin Spence
  • Collin Ritter Spence

View on SEC IAPD

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Other Offices

VANGUARD ADVISERS, INC. · PLANO, TX
VANGUARD ADVISERS, INC. · PLANO, TX
VANGUARD ADVISERS, INC. · Plano, TX
VANGUARD ADVISERS, INC. · Plano, TX
VANGUARD ADVISERS, INC. · Plano, TX
TTFCM LLC · PLANO, TX
BBAE ADVISORS LLC · PLANO, TX
PARADIGM GROUP · PLANO, TX

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