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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-03-24
  • MD RA
    APPROVED
    Since 2025-03-24

Branch Locations

12555 Manchester Road, St. Louis, MO 63131 • United States

Westminster, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Hunt Valley MD 03/2016 05/2017
Bank Of America Na Huny Valley MD 03/2016 05/2017
Morgan Stanley Baltimore MD 05/2017 01/2019
Wells Fargo Clearing Services Llc Lutherville MD 01/2020 03/2021
Unemployed Westminister MD 02/2019 12/2019
Unemployed Westminster MD 04/2021 07/2021
Alaric Compliance Services Llc Westminster MD 08/2021 10/2021
Empower Financial Services Greenwood Village CO 11/2021 10/2024
Advised Assets Groups, Llc Greenwood Village CO 11/2021 10/2024
Lpl Enterprise Llc Fort Mill SC 12/2024 03/2025
Edward Jones St Louis MO 03/2025 Present
  • 03/2016 → 05/2017
    Merrill Lynch
    Hunt Valley, MD
  • 03/2016 → 05/2017
    Bank Of America Na
    Huny Valley, MD
  • 05/2017 → 01/2019
    Baltimore, MD
  • 01/2020 → 03/2021
    Lutherville, MD
  • 02/2019 → 12/2019
    Unemployed
    Westminister, MD
  • 04/2021 → 07/2021
    Unemployed
    Westminster, MD
  • 08/2021 → 10/2021
    Alaric Compliance Services Llc
    Westminster, MD
  • 11/2021 → 10/2024
    Empower Financial Services
    Greenwood Village, CO
  • 11/2021 → 10/2024
    Advised Assets Groups, Llc
    Greenwood Village, CO
  • 12/2024 → 03/2025
    Fort Mill, SC
  • 03/2025 → Present
    St Louis, MO
Previous Registrations
Other Businesses

"Saylor Properties, LLC Type of business: Rental Property Hanover, PA Start date: 7/1/2024 Co-Owner Hours per week: 0 Hours during trading: 0 Desc: This LLC was set up to hold existing rental property active since 7/2013. LLC was created 7/2024 but does not yet hold rental property. This is not investment related." * "DoorDash Type of business: 1099 Westminster, MD Start date: 1/1/2025 Food Delivery Hours per week: 2 Hours during trading: 0 Desc: DoorDash driver some nights/weekends Not investment related. All during non-trading hours." * "USCCA Certified Firearms Instructor Type of business: 1099 Westminster, MD Start date: 8/1/2022 Self Defense Instructor Hours per week: 0 Hours during trading: 0 Desc: USCCA Certified Firearm and State of Maryland Qualified Handgun Instructor. Firearm and self defense instructor. Not investment related. All during non work hours. I lead classes on a volunteer or a paid basis. Not-investment related. All done during non-work/non-trading hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-10
S63 Uniform Securities Agent State Law Examination 2005-06-21
  • S66 Uniform Combined State Law Examination
    2008-03-10
  • S63 Uniform Securities Agent State Law Examination
    2005-06-21
Other Names
  • Tracy Michelle Moquin
  • Tracy Michelle Saylor
  • Tracy Michelle Saylor
  • Tracy M Saylor

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