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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-04-01 |
Branch Locations
11601 Alterra Pkwy Suite 150, Austin, TX 78758 • United States
12532 Fm 2244, Bee Cave, TX 78738 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Bee Cave | TX | 02/2021 | Present |
| Elizabeth Peterson | Portola Valley | CA | 06/2017 | 07/2018 |
| The Lds Church | Nuku'aLofa | 08/2015 | 06/2017 | |
| Westermann Family | Menlo Park | CA | 09/2018 | 08/2020 |
| Unemployed | East Palo Alto | CA | 07/2018 | 09/2018 |
| Canada College | Redwood City | CA | 08/2020 | 02/2021 |
| Charles Schwab Bank, Ssb | Bee Cave | TX | 05/2024 | Present |
1) No Business name|Investment Related: No|6750 Dandelion Dr, Fort Worth, TX, 76137, United States|Real Estate (Non-Agent/Broker)|Landlord|6/1/2022| hour/month - 0 during trading hours|I have relocated and rented my home in DFW to renters who are now currently renting it out. I then bought my second home in Houston where I currently reside as of July., 2) Gayle Dewitt|Investment Related: No|Personal/Household Services|Caregiver |5/25/2024|Less than 20 hour/month - 0 during trading hours|On occasional weekends, I will be covering for my mother who is a caregiver. She takes care of an elderly lady. Tasks include bathing her, cooking for her, laundry and hygiene care. It also includes running errands for the elderly woman, taking her on walks and providing companionship. This is so my mother can take a break from her job and I fill in for her. I am disclosing this because I get paid when I stay with her on weekends. 3) DOV United LLC|Investment Related:No|6750 Dandelion Dr;Fort Worth ;TX;76137;United States|Engineering Services|Founding Member|2022-07-21|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|Supporting the President of the company who is my husband. Working with municipalities to develop electrical engineering services/designs.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-06-26 |
| S63 | Uniform Securities Agent State Law Examination | 2022-03-14 |
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