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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-04-01
  • TX RA
    APPROVED
    Since 2025-04-01

Branch Locations

11601 Alterra Pkwy Suite 150, Austin, TX 78758 • United States

12532 Fm 2244, Bee Cave, TX 78738 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Bee Cave TX 02/2021 Present
Elizabeth Peterson Portola Valley CA 06/2017 07/2018
The Lds Church Nuku'aLofa 08/2015 06/2017
Westermann Family Menlo Park CA 09/2018 08/2020
Unemployed East Palo Alto CA 07/2018 09/2018
Canada College Redwood City CA 08/2020 02/2021
Charles Schwab Bank, Ssb Bee Cave TX 05/2024 Present
  • 02/2021 → Present
    Bee Cave, TX
  • 06/2017 → 07/2018
    Elizabeth Peterson
    Portola Valley, CA
  • 08/2015 → 06/2017
    The Lds Church
    Nuku'aLofa
  • 09/2018 → 08/2020
    Westermann Family
    Menlo Park, CA
  • 07/2018 → 09/2018
    Unemployed
    East Palo Alto, CA
  • 08/2020 → 02/2021
    Canada College
    Redwood City, CA
  • 05/2024 → Present
    Charles Schwab Bank, Ssb
    Bee Cave, TX
Other Businesses

1) No Business name|Investment Related: No|6750 Dandelion Dr, Fort Worth, TX, 76137, United States|Real Estate (Non-Agent/Broker)|Landlord|6/1/2022| hour/month - 0 during trading hours|I have relocated and rented my home in DFW to renters who are now currently renting it out. I then bought my second home in Houston where I currently reside as of July., 2) Gayle Dewitt|Investment Related: No|Personal/Household Services|Caregiver |5/25/2024|Less than 20 hour/month - 0 during trading hours|On occasional weekends, I will be covering for my mother who is a caregiver. She takes care of an elderly lady. Tasks include bathing her, cooking for her, laundry and hygiene care. It also includes running errands for the elderly woman, taking her on walks and providing companionship. This is so my mother can take a break from her job and I fill in for her. I am disclosing this because I get paid when I stay with her on weekends. 3) DOV United LLC|Investment Related:No|6750 Dandelion Dr;Fort Worth ;TX;76137;United States|Engineering Services|Founding Member|2022-07-21|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|Supporting the President of the company who is my husband. Working with municipalities to develop electrical engineering services/designs.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-26
S63 Uniform Securities Agent State Law Examination 2022-03-14
  • S66 Uniform Combined State Law Examination
    2024-06-26
  • S63 Uniform Securities Agent State Law Examination
    2022-03-14
Other Names
  • Mele L Vete
  • Mele Lupe Vete
  • Mele Lupe Darley
  • Lupe Darley

View on SEC IAPD

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