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Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-10-19
NY RA APPROVED 2023-04-07
  • FL RA
    APPROVED
    Since 2023-10-19
  • NY RA
    APPROVED
    Since 2023-04-07

Branch Locations

One Lincoln Center 110 W Fayette St. Ste 1230, Ms: *Nys100, Syracuse, NY 13202 • United States

2300 N. Triphammer Road Ny183, Ithaca, NY 14850 • United States

6770 E. Genesse Street Mailstop: Nyr169, Fayetteville, NY 13066 • United States

3524 West Genesee Street Ms: Ny171, Syracuse, NY 13219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Syracuse University Syracuse NY 08/2019 12/2021
Advocates Inc Syracuse NY 04/2019 12/2021
Onondaga Community College Syracuse NY 01/2018 08/2019
Greg's Unloading Service Syracuse NY 05/2017 02/2018
Wegmans Syracuse NY 09/2014 05/2017
Westhill High School Syracuse NY 01/2011 06/2017
Thrivent Investment Management Inc Liverpool NY 04/2021 03/2023
Thrivent Financial Appleton WI 04/2021 08/2021
Thrivent Financial Appleton WI 08/2021 03/2023
Citizens Securities, Inc. Syracuse NY 03/2023 Present
  • 08/2019 → 12/2021
    Syracuse University
    Syracuse, NY
  • 04/2019 → 12/2021
    Advocates Inc
    Syracuse, NY
  • 01/2018 → 08/2019
    Onondaga Community College
    Syracuse, NY
  • 05/2017 → 02/2018
    Greg's Unloading Service
    Syracuse, NY
  • 09/2014 → 05/2017
    Wegmans
    Syracuse, NY
  • 01/2011 → 06/2017
    Westhill High School
    Syracuse, NY
  • 04/2021 → 03/2023
    Liverpool, NY
  • 04/2021 → 08/2021
    Thrivent Financial
    Appleton, WI
  • 08/2021 → 03/2023
    Thrivent Financial
    Appleton, WI
  • 03/2023 → Present
    Syracuse, NY
Previous Registrations
Other Businesses

ADVOCATES INC. POSITION: Mentor NATURE: Help my mentee contribute to the community and assist with daily tasks. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 03/09/2022 ADDRESS: 290 Elwood Davis Rd, Liverpool NY 13088, United States DESCRIPTION: Mentor for Adult with Developmental Disabilities.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-02
  • S66 Uniform Combined State Law Examination
    2021-09-02

View on SEC IAPD

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