Best Investors
Account
Sign in
303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-11-25 |
Branch Locations
19315 W Catawba Ave Ste 102, Cornelius, NC 28031 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Epiphany School Of Global Studies | New Bern | NC | 07/2012 | 06/2017 |
| Morgan'S Taven And Grill | New Bern | NC | 06/2017 | 08/2020 |
| North Carolina State University | New Bern | NC | 08/2020 | 02/2021 |
| Steward Wealth Strategies | Raleigh | NC | 02/2021 | 05/2021 |
| The Ability Experience | Charlotte | NC | 05/2021 | 08/2021 |
| North Carolina State University | New Bern | NC | 08/2021 | 07/2022 |
| Truist | Charlotte | NC | 07/2022 | Present |
TAU PROPERTIES, INC. POSITION: President NATURE: Tau Properties is a Housing Corporation for Pi Kappa Phi at NC State. It is a non-profit entity which acts as the lease holder for the undergraduate members. No one on the board is compensated and the entity works alongside North Carolina State University and Pi Kappa Phi Fraternity. The Housing Corporation, in addition to running the fraternity house, helps host alumni events, and acts as a volunteer alumni-advising board for the undergraduates. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 09/30/2022 ADDRESS: Raleigh, NC, United States DESCRIPTION: Monitor the Housing, Corporation Budget, Orchestrate Alumni Events, Monitor Undergraduate Activity, Ensure the house is full each academic year, Work alongside North Carolina State and Pi Kappa Phi fraternity to ensure a positive student-experience. Advise undergraduates on fraternity operations. OUTSOURCE MANAGEMENT GROUP POSITION: Board Member - VP NATURE: Outsource management group manages companies for a flat fee. Management includes, but is not limited to, hiring employees, running day-to-day operations, ensuring compliance with local/state/federal requirements, payroll, employee benefits, and marketing. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2026 ADDRESS: Emerald Isle NC, United States DESCRIPTION: I have no responsibilities. I am just a board member/officer for incorporation requirements. I will attend board meetings and vote on necessary items to ensure compliance. As of now, there no compensation nor do I currently expect to be compensated in the future. FOGARTY FINANCIAL POSITION: Treasurer/Board Member NATURE: This is non-profit entity associated with Pi Kappa Phi Fraternity. The entity is set to replace Omega-Fi as the payment processor for dues. It is a software entity to help student chapters. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/15/2025 ADDRESS: Charlotte NC, United States DESCRIPTION: Manage the budget of the organization. Report financial activity related to the organization. Advise and assist with vision and direction of the non-profit organization. Vote on and ratify actions carried out by staff members.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-11-22 |
| S63 | Uniform Securities Agent State Law Examination | 2022-10-17 |
Reach out to this advisor