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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-11-25
  • NC RA
    APPROVED
    Since 2022-11-25

Branch Locations

19315 W Catawba Ave Ste 102, Cornelius, NC 28031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Epiphany School Of Global Studies New Bern NC 07/2012 06/2017
Morgan'S Taven And Grill New Bern NC 06/2017 08/2020
North Carolina State University New Bern NC 08/2020 02/2021
Steward Wealth Strategies Raleigh NC 02/2021 05/2021
The Ability Experience Charlotte NC 05/2021 08/2021
North Carolina State University New Bern NC 08/2021 07/2022
Truist Charlotte NC 07/2022 Present
  • 07/2012 → 06/2017
    Epiphany School Of Global Studies
    New Bern, NC
  • 06/2017 → 08/2020
    Morgan'S Taven And Grill
    New Bern, NC
  • 08/2020 → 02/2021
    North Carolina State University
    New Bern, NC
  • 02/2021 → 05/2021
    Steward Wealth Strategies
    Raleigh, NC
  • 05/2021 → 08/2021
    The Ability Experience
    Charlotte, NC
  • 08/2021 → 07/2022
    North Carolina State University
    New Bern, NC
  • 07/2022 → Present
    Truist
    Charlotte, NC
Other Businesses

TAU PROPERTIES, INC. POSITION: President NATURE: Tau Properties is a Housing Corporation for Pi Kappa Phi at NC State. It is a non-profit entity which acts as the lease holder for the undergraduate members. No one on the board is compensated and the entity works alongside North Carolina State University and Pi Kappa Phi Fraternity. The Housing Corporation, in addition to running the fraternity house, helps host alumni events, and acts as a volunteer alumni-advising board for the undergraduates. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 09/30/2022 ADDRESS: Raleigh, NC, United States DESCRIPTION: Monitor the Housing, Corporation Budget, Orchestrate Alumni Events, Monitor Undergraduate Activity, Ensure the house is full each academic year, Work alongside North Carolina State and Pi Kappa Phi fraternity to ensure a positive student-experience. Advise undergraduates on fraternity operations. OUTSOURCE MANAGEMENT GROUP POSITION: Board Member - VP NATURE: Outsource management group manages companies for a flat fee. Management includes, but is not limited to, hiring employees, running day-to-day operations, ensuring compliance with local/state/federal requirements, payroll, employee benefits, and marketing. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2026 ADDRESS: Emerald Isle NC, United States DESCRIPTION: I have no responsibilities. I am just a board member/officer for incorporation requirements. I will attend board meetings and vote on necessary items to ensure compliance. As of now, there no compensation nor do I currently expect to be compensated in the future. FOGARTY FINANCIAL POSITION: Treasurer/Board Member NATURE: This is non-profit entity associated with Pi Kappa Phi Fraternity. The entity is set to replace Omega-Fi as the payment processor for dues. It is a software entity to help student chapters. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/15/2025 ADDRESS: Charlotte NC, United States DESCRIPTION: Manage the budget of the organization. Report financial activity related to the organization. Advise and assist with vision and direction of the non-profit organization. Vote on and ratify actions carried out by staff members.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-11-22
S63 Uniform Securities Agent State Law Examination 2022-10-17
  • S65 Uniform Investment Adviser Law Examination
    2022-11-22
  • S63 Uniform Securities Agent State Law Examination
    2022-10-17
Designations

View on SEC IAPD

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