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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-05 |
| AL | RA | APPROVED | 2019-05-01 |
Branch Locations
22 Inverness Center Pkwy Ste 555, Birmingham, AL 35242 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Next Financial Group, Inc | Houston | TX | 11/2011 | 04/2019 |
| Lpl Financial Llc | Birmingham | AL | 05/2019 | Present |
1. 5/1/2019 - The Covenant Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Co-Owner - Start Date: 10/11/2010.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-03-21 |
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