Best Investors Account Sign in
Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2023-04-11
  • MD RA
    APPROVED
    Since 2023-04-11

Branch Locations

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

6500 Rock Spring Dr Suite 410, Bethesda, MD 20817 • United States

Rockville, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alsi, Inc Rockville MD 11/2007 10/2021
Kestra Investment Services, Llc Bethesda MD 01/2021 Present
  • 11/2007 → 10/2021
    Alsi, Inc
    Rockville, MD
  • 01/2021 → Present
    Kestra Investment Services, Llc
    Bethesda, MD
Other Businesses

RODY NUNEZ - CONSULTING POSITION: Consultant NATURE: Consulting INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2020 ADDRESS: 701 West Edmonston, Rockville MD 20852, United States DESCRIPTION: Companies have me on retainer for the life of the contract on a consultant basis. Most of the work was provided prior to the bidding process. 4813 BOILING BROOK POSITION: Owner NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/31/2017 ADDRESS: 4813 Boiling Brook Parkway, Rockville MD 20850, United States DESCRIPTION: Maintenance of property and making the monthly mortgage payments. NFP/MELTZER GROUP POSITION: Wealth Management Coordinator NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 200 START DATE: 02/01/2021 ADDRESS: 6500 Rock Spring Drive, Suite 410, Bethesda MD 20817, United States DESCRIPTION: Help advisor with the onboarding of clients; gathering all paperwork and ensuring the clients application goes through the proper process to receive account acceptance. Help clients with any general account maintenance issues.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-07
  • S66 Uniform Combined State Law Examination
    2023-04-07

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Austin, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor