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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2023-04-11 |
Branch Locations
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
6500 Rock Spring Dr Suite 410, Bethesda, MD 20817 • United States
Rockville, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Alsi, Inc | Rockville | MD | 11/2007 | 10/2021 |
| Kestra Investment Services, Llc | Bethesda | MD | 01/2021 | Present |
RODY NUNEZ - CONSULTING POSITION: Consultant NATURE: Consulting INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2020 ADDRESS: 701 West Edmonston, Rockville MD 20852, United States DESCRIPTION: Companies have me on retainer for the life of the contract on a consultant basis. Most of the work was provided prior to the bidding process. 4813 BOILING BROOK POSITION: Owner NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/31/2017 ADDRESS: 4813 Boiling Brook Parkway, Rockville MD 20850, United States DESCRIPTION: Maintenance of property and making the monthly mortgage payments. NFP/MELTZER GROUP POSITION: Wealth Management Coordinator NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 200 START DATE: 02/01/2021 ADDRESS: 6500 Rock Spring Drive, Suite 410, Bethesda MD 20817, United States DESCRIPTION: Help advisor with the onboarding of clients; gathering all paperwork and ensuring the clients application goes through the proper process to receive account acceptance. Help clients with any general account maintenance issues.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-04-07 |
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