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Robert Roels

D.A. Davidson & Co.

Seattle, WA

Portland, OR

Portland, OR

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Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2021-07-02
  • OR RA
    APPROVED
    Since 2021-07-02

Branch Locations

Columbia Center, 701 5Th Avenue Suite 4050, Seattle, WA 98104 • United States

Portland, OR • United States

222 Sw Columbia St Suite 1400, Portland, OR 97201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D.A. Davidson & Co. Portland OR 01/2021 Present
Umpqua Private Bank Portland OR 11/2014 01/2021
  • 01/2021 → Present
    D.A. Davidson & Co.
    Portland, OR
  • 11/2014 → 01/2021
    Umpqua Private Bank
    Portland, OR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-03-31
  • S66 Uniform Combined State Law Examination
    2021-03-31

View on SEC IAPD

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FREESTONE CAPITAL MANAGEMENT, LLC · SEATTLE, WA
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