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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-05-13
  • FL RA
    APPROVED
    Since 2022-05-13

Branch Locations

140 Royal Palm Way Suite 204, Palm Beach, FL 33480 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc New York NY 02/2021 04/2022
Unemployed Delray Beach FL 03/2020 01/2021
Wurthusa Ramsey NJ 04/2015 02/2020
Stifel Nicolaus & Co Inc Palm Beach FL 05/2022 Present
  • 02/2021 → 04/2022
    New York, NY
  • 03/2020 → 01/2021
    Unemployed
    Delray Beach, FL
  • 04/2015 → 02/2020
    Wurthusa
    Ramsey, NJ
  • 05/2022 → Present
    Stifel Nicolaus & Co Inc
    Palm Beach, FL
Previous Registrations
Other Businesses

1. Rachel Pesso Brand Design, Inc; 701 Lindell Blvd, Delray Beach, FL 33444; Branding & website design; Operations Support; Providing periodic operational support; 01/03/2022; 5 Hours per Month; Not during securities trading hours; Not Investment-Related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-08
  • S66 Uniform Combined State Law Examination
    2022-02-08
Other Names
  • Pat Bombard
  • Pat John Bombard

View on SEC IAPD

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