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Chase T Pfister

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Greenwood Village, CO

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-11-13
  • CO RA
    APPROVED
    Since 2024-11-13

Branch Locations

6400 S Fiddlers Green Cir, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lrmp Group, Llc Columbus OH 06/2019 08/2019
Teton Valley Ranch Camp Dubois WY 06/2017 08/2018
Fidelity Investments Denver CO 01/2021 07/2024
Miami University Oxford OH 08/2016 05/2020
Doordash Denver CO 08/2020 01/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Denver CO 10/2024 Present
Bank Of America, N.A. Denver CO 12/2024 Present
  • 06/2019 → 08/2019
    Lrmp Group, Llc
    Columbus, OH
  • 06/2017 → 08/2018
    Teton Valley Ranch Camp
    Dubois, WY
  • 01/2021 → 07/2024
    Fidelity Investments
    Denver, CO
  • 08/2016 → 05/2020
    Miami University
    Oxford, OH
  • 08/2020 → 01/2021
    Doordash
    Denver, CO
  • 10/2024 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Denver, CO
  • 12/2024 → Present
    Bank Of America, N.A.
    Denver, CO
Previous Registrations
  • 2023-04-28 → 2024-08-22
    Fidelity Personal And Workplace Advisors
    Greenwood Village, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-25
S63 Uniform Securities Agent State Law Examination 2021-11-09
  • S66 Uniform Combined State Law Examination
    2023-04-25
  • S63 Uniform Securities Agent State Law Examination
    2021-11-09

View on SEC IAPD

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DENNIS EDWARD MARSHALL

Other Offices

DODDS WEALTH, LLC · GREENWOOD VILLAGE, CO
MARSHALL INVESTMENT MANAGEMENT, LLC · GREENWOOD VILLAGE, CO
AXS CAPITAL, LLC · GREENWOOD VILLAGE, CO
MORGAN STANLEY · Greenwood Village, CO
RBC CAPITAL MARKETS, LLC · GREENWOOD VILLAGE, CO
LPL FINANCIAL LLC · GREENWOOD VILLAGE, CO
LPL FINANCIAL LLC · GREENWOOD VILLAGE, CO
WESTERN WEALTH MANAGEMENT LLC · Greenwood Village, CO

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