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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2021-05-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Astrazeneca Lp | Wilmington | DE | 05/2006 | 02/2021 |
| Lpl Financial Llc | Crown Point | IN | 02/2021 | Present |
1)02/23/2021 - Oak Partners LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 02/2021 - 160 Hr/Mth 2)02/23/2021 - Oak Partners Inc - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 02/2021 - 1 Hr/Mth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-05-17 |
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