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Louis Jondee

Merrill Lynch, Pierce, Fenner & Smith Incorporated

West Nyack, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-08-01
TX RA APPROVED 2023-01-17
NJ RA APPROVED 2022-12-02
  • NY RA
    APPROVED
    Since 2023-08-01
  • TX RA
    APPROVED
    Since 2023-01-17
  • NJ RA
    APPROVED
    Since 2022-12-02

Branch Locations

2 Crosfield Ave, West Nyack, NY 10994 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Republic Investment Management, Inc. New York NY 02/2020 09/2022
First Republic Securities Company, Llc New York NY 01/2021 09/2022
First Republic Bank New York NY 08/2018 02/2020
Emigrant Mortgage Co Elmsford NY 07/2016 08/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Paramus NJ 10/2022 Present
Baruch College New York NY 01/2016 05/2019
Bank Of America N.A. Paramus NJ 12/2022 Present
  • 02/2020 → 09/2022
    First Republic Investment Management, Inc.
    New York, NY
  • 01/2021 → 09/2022
    First Republic Securities Company, Llc
    New York, NY
  • 08/2018 → 02/2020
    First Republic Bank
    New York, NY
  • 07/2016 → 08/2018
    Emigrant Mortgage Co
    Elmsford, NY
  • 10/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Paramus, NJ
  • 01/2016 → 05/2019
    Baruch College
    New York, NY
  • 12/2022 → Present
    Bank Of America N.A.
    Paramus, NJ
Previous Registrations
  • 2021-07-19 → 2022-10-03
    J.P. Morgan Private Wealth Advisors Llc
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-17
  • S66 Uniform Combined State Law Examination
    2021-07-17
Other Names
  • Luis Jondee
  • Viktor Louis Jondee
  • Victor Louis Jondee
  • Luis Alfredo Jondee
  • Louis Alfredo Jondee

View on SEC IAPD

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Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · West Nyack, NY
RAYMOND JAMES & ASSOCIATES, INC. · WEST NYACK, NY
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WEST NYACK, NY
LPL FINANCIAL LLC · WEST NYACK, NY
GWN SECURITIES INC. · WEST NYACK, NY
OSAIC WEALTH, INC. · NANUET, NY
J.P. MORGAN SECURITIES LLC · Nanuet, NY
OSAIC ADVISORY SERVICES, LLC · Bardonia, NY

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