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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-09-19 |
| CA | RA | APPROVED | 2023-08-15 |
Branch Locations
4675 Macarthur Court Suite 1050, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company | Newport Beach | CA | 01/2022 | Present |
| Mml Investors Services, Llc | Newport Beach | CA | 01/2021 | Present |
| Old Spaghetti Factory | Fullerton | CA | 07/2020 | 10/2020 |
| Concourse Bowling Alley | Anaheim | CA | 03/2018 | 12/2019 |
| Door Dash | Placentia | CA | 10/2020 | 11/2020 |
| Cal State Fullerton | Fullerton | CA | 08/2020 | 05/2024 |
| Eldorado High School | Placentia | CA | 08/2016 | 08/2020 |
NAME: NATHANIEL CHOO INV REL; Y ADD; RESIDENTIAL ADDRESS NATURE; OUTSIDE SALES POSITION; INSURANCE BROKER START DATE; 04/15/2024 HRS/MO: 2 HRS/MO DUR TRADING: 2 DUTIES: LIFE, DI, LTC, FIXED ANNUITIES, HEALTH (2) NAME: NATHANIEL CHOO INV REL: Y ADD: 4675 MACARTHUR COURT STE 1050 NEWPORT BEACH CA 92660 NATURE: REFERRAL OF SMALL BUSINESS OWNERSHIP DIVESTITURES TO INVESTMENT BANKERS POSITION: REFERRER START DATE: 3/1/2026 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING:1 DUTIES: IN PROVIDING ADVISORY SERVICES TO SMALL BUSINESS CLIENTS, THERE WILL BE OCCASION WHERE BUSINESS OWNERS EXPRESS INTEREST IN DIVESTING OWNERSHIP. AT THAT TIME INTRODUCTION WILL BE MADE TO INVESTMENT BANK
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-02-27 |
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